About Us

Tony Davies

FCA Compliance Services

Tony DaviesTony Davies holds our compliance oversight permission and has done for over 13 years. He has been advising financial planning firms about FSA / FCA compliance since it was invented in 1988. His consultancy career has also spanned the retail banking, building society, life insurance and fund management sectors.
 
Tony has a Cambridge maths degree and an MBA. His industry experience was with Abbey Unit Trust Managers, Save & Prosper and TSB. Tony takes a special interest in investment management, and collective investment schemes, overseeing over compliance structure for all clients.