FCA Compliance Services
Tony Davies holds our compliance oversight permission and has done for over 13 years. He has been advising financial planning firms about FSA / FCA compliance since it was invented in 1988. His consultancy career has also spanned the retail banking, building society, life insurance and fund management sectors.
Tony has a Cambridge maths degree and an MBA. His industry experience was with Abbey Unit Trust Managers, Save & Prosper and TSB. Tony takes a special interest in investment management, and collective investment schemes, overseeing over compliance structure for all clients.